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Jobs: Compliance / Legal, USA
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Compliance / Regulatory, In-house Legal, Other
USA, NY, PA, TX, CA, CT, MA, MD, NJ, VT
New York City, Pittsburgh, San Antonio, San Francisco, Bala Cynwyd, Boston, Burlington, Conshohocken, Dallas, Gaithersburg
(e.g. Analyst, Hedge Fund, ...) (e.g. Boston, MA or 10001 ...)
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(e.g. Analyst, Hedge Fund, ...)
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31-53 of 53 Jobs Company Location Date
Employment Counsel at International Investment Bank
The Compliance Search Gro...
Salary: Based on Experience
New York, NY 17 Nov
International Investment Bank seeks Employment Counsel to handle employee disputes and advise on employment law matters.
Accounting Consultant
Objective Paradigm
Salary: Contract
Chicago, IL, 60654 16 Nov
Objective Paradigm is currently searching for a 2-4 year accounting professional for a major financial services firm based in...
Compliance Analyst III
BNY Mellon Asset Manageme...
Salary: negotiable
Pittsburgh, PA 16 Nov
The incumbent will assist the Compliance Manager with compliance monitoring and reporting for BNY Cash Investment Strategies...
Compliance Officer II
BNY Mellon Asset Manageme...
Salary: negotiable
Boston, MA, 02108 16 Nov
Headquartered in Boston, Standish is a leading investment management firm dedicated to serving sophisticated fixed income inv...
Legal Documentation (ISDA) Negotiator – Investment Bank New York
The Compliance Search Gro...
Salary: Based on Experience
New York City, NY 16 Nov
This person will work in the Legal and Compliance Department which provides legal support to the entire Bank.
Compliance Administrator
Trust Company of the West
Salary: Competitive salary plus b...
Los Angeles, CA, 90017 16 Nov
The Ideal candidate will possess the skills to perform, monitor and/or oversee matters such as: oversight of accounting and a...
Product Controller, counterparty credit
Huxley Associates
Salary: $ 150+
USA-NY-New York City 13 Nov
Prduct Controller needed for counterparty credit group that has exceptional experience in derivatives product control experie...
Compliance Officer
Robert Half International
Salary: Base and Bonus
New York, NY, 10167 13 Nov
Compliance Officer-Asset Management-40 ACT
AVP - Compliance Surveillance
Moody's Corporation
Salary: Not Specified
USA-NY-New York City 13 Nov


Responsibilities



Department: Compliance. Moody's Compliance Department operates globally a...
AVP Compliance - Technology
Moody's Corporation
Salary: Not Specified
USA-NY-New York City 13 Nov


Responsibilities



The Role The AVP Compliance Officer will work for an entity operating in...
Director Regulatory Compliance
The Forum Group
Salary: Base salary, bonus and be...
New York, NY, 10016 11 Nov
Our client, a global investment bank seeks a Director level compliance professional specifically focused on bank side regulat...
AVP - Compliance
Moody's Corporation
Salary: Not Specified
USA-NY-New York City 11 Nov


Responsibilities



Department: Moody's compliance function operates globally to provide comp...
Associate Counsel - Hedge Fund
Robert Half Legal
Salary: 150000+
New York, NY, 10167 10 Nov
Robert Half Legal is a leading provider of legal professionals on a project and full-time basis. We specialize in the placeme...
Paralegal/Transactional Documentation Negotiator
Barclays Global Investors...
Salary: Market Competitive
San Francisco, CA, 94105 10 Nov
The candidate would be responsible primarily for the preparation, negotiation and maintenance of documentation relating to fu...
Trading Risk Analyst
Orbis Investment Manageme...
Salary: Competitive
New York City, NY 10 Nov
This job is located in Bermuda
Director Monitoring and Testing
The Forum Group
Salary: Base plus bonus
New York, NY, 10016 09 Nov
Leading financial services firm is looking to bring on a Director of Compliance to manage the Monitoring and Testing team thr...
Compliance Officer
The Forum Group
Salary: Base plus bonus
New York, NY, 10016 09 Nov
International Bank and B/D is looking for help for a broad compliance candidate.
Compliance Associate
Tower Research Capital LL...
Salary: Depends on experience
New York, NY, 10013 05 Nov
Tower Research Capital LLC, a high-frequency proprietary trading firm, seeks a motivated and highly organized Compliance Asso...
Sr. Business Leader, Revenue Systems
Visa
Salary: Competitive
Foster City, CA 04 Nov
The Senior Business Leader position within the Finance Systems Strategy will be responsible for managing a team of program an...
Business Leader, Client Incentives
Visa
Salary: Competitive
Foster City, CA 04 Nov
Provide leadership and operational excellence in managing the North America Client Incentive obligations, with a team of 5 Sr...
VP- Bank Regulatory Compliance
Marcus & Associates
Salary: 140-180k with performance...
New York, NY, 10036 20 Oct
Unique oppurtunity to join an elite team at an Investment Bank with a growing presence in Manhattan. Company seeks fast-trac...
Director of Equities Compliance
Howard-Sloan Professional...
Salary: salary plus bonus
New York, NY, 10016 16 Oct
The Director of ECM Origination, Syndicate and Special Equities Compliance is responsible for managing compliance risk, devel...
Credit Analyst
DNA Search and Selection
Salary: Excellent plus superb bon...
USA-TX-Houston 15 Oct
My client a top tier investment bank and trading company are currently expanding their global operations and seek a middle o...
Jobs: Compliance / Legal, USA (31-53 of 53 Jobs)
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