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Paralegal/Transactional Documentation Negotiator
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Barclays Global Investors...
Salary: Market Competitive
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San Francisco, CA, 94105 |
10 Nov |
| The candidate would be responsible primarily for the preparation, negotiation and maintenance of documentation relating to fu... |
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Director, Compliance Officer – Fixed Income Trading
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Barry Shoot & Associates
Salary: 150K - 175K Base + Bonus
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New York City, NY |
24 Nov |
| The Director, Fixed Income Compliance will focus primarily on ensuring that the fixed income business meets it regulatory an... |
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Compliance Analyst III
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BNY Mellon Asset Manageme...
Salary: negotiable
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Pittsburgh, PA |
16 Nov |
| The incumbent will assist the Compliance Manager with compliance monitoring and reporting for BNY Cash Investment Strategies... |
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Compliance Officer II
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BNY Mellon Asset Manageme...
Salary: negotiable
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Boston, MA, 02108 |
16 Nov |
| Headquartered in Boston, Standish is a leading investment management firm dedicated to serving sophisticated fixed income inv... |
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Chief Compliance Officer - Global Investment Advisor
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Capstone Investment Advis...
Salary: Salary plus Bonus
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New York, NY, 10005 |
20 Nov |
| Global Derivatives Fund is seeking seasoned CCO to join our New York City Headquarters Location.
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Private Banking Compliance Officer
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Credit Suisse
Salary: Competitive
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USA-NY-New York City |
25 Nov |
| PB Compliance Officer |
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Alternative Investments Senior Compliance Officer
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Credit Suisse
Salary: Competitive
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USA-NY-New York City |
25 Nov |
| Senior Compliance Officer |
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Compliance- Regulatory Securities Operations
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Deutsche Bank
Salary: competitive/ DOE
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New York, NY, 10005 |
24 Nov |
| About Deutsche Bank
A Passion to Perform. It’s what drives us. More than a claim, this describes the way we do business. W... |
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Compliance - Regulatory (trains in NY - relocates to Jacksonville, FL)
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Deutsche Bank
Salary: competitive/ DOE
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New York, NY, 10005 |
24 Nov |
| About Deutsche Bank
A Passion to Perform. It’s what drives us. More than a claim, this describes the way we do business.... |
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Compliance -Asset Management
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Deutsche Bank
Salary: competitive/ DOE
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New York, NY, 10005 |
24 Nov |
| About Deutsche Bank
A Passion to Perform. It’s what drives us. More than a claim, this describes the way we do business.... |
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Derivatives Documentation Negotiator (LEGAL)
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Deutsche Bank
Salary: Exempt
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Jacksonville, FL |
23 Nov |
| **The qualified candidate MUST have experience with drafting and negotiating NY Law Agreements**
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Credit Analyst
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DNA Search and Selection
Salary: Excellent plus superb bon...
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USA-TX-Houston |
15 Oct |
| My client a top tier investment bank and trading company are currently expanding their global operations and seek a middle o... |
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Director of Equities Compliance
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Howard-Sloan Professional...
Salary: salary plus bonus
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New York, NY, 10016 |
16 Oct |
| The Director of ECM Origination, Syndicate and Special Equities Compliance is responsible for managing compliance risk, devel... |
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Product Controller, counterparty credit
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Huxley Associates
Salary: $ 150+
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USA-NY-New York City |
13 Nov |
| Prduct Controller needed for counterparty credit group that has exceptional experience in derivatives product control experie... |
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Compliance Associate
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Lazard Asset Management
Salary: Competitive - commensurat...
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Manhattan, NY, 10020 |
27 Nov |
| LAZARD ASSET MANAGEMENT seeks a COMPLIANCE ASSOCIATE.
This position offers a unique and challenging opportunity for someone... |
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VP- Bank Regulatory Compliance
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Marcus & Associates
Salary: 140-180k with performance...
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New York, NY, 10036 |
20 Oct |
| Unique oppurtunity to join an elite team at an Investment Bank with a growing presence in Manhattan. Company seeks fast-trac... |
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Compliance Officer - Portuguese/Spanish Speaking
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Michael Page
Salary: 120,000-200,000
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Manhattan, NY, 10174 |
24 Nov |
| International financial institution seeks a Compliance Officer for its New York broker-dealer. The position will work with th... |
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Mid Level Hedge Fund Compliance
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Michael Page
Salary: 125,000 -170,000
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Greenwich, CT, 06830 |
23 Nov |
| Global Hedge Fund is looking to add a mid level compliance officer. The ideal candidate will have 4 -7 years of experience in... |
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Compliance Officer - Generalist Broker Dealer
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Michael Page
Salary: $80,000 - $120,000
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USA-CT-Greenwich |
17 Nov |
| Our client is a U.S. based brokerage firm with a well established global presence. |
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Compliance Technical Business Analyst/Programmer
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Michael Page Internationa...
Salary: Base Salary and Bonus
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New York, NY, 10174 |
23 Nov |
| Our client is seeking IT Compliance Programmer to support the legal & compliance business. The position provides system / tec... |
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AVP - Compliance Surveillance
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Moody's Corporation
Salary: Not Specified
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USA-NY-New York City |
13 Nov |
Responsibilities
Department: Compliance. Moody's Compliance Department operates globally a... |
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AVP Compliance - Technology
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Moody's Corporation
Salary: Not Specified
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USA-NY-New York City |
13 Nov |
Responsibilities
The Role The AVP Compliance Officer will work for an entity operating in... |
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AVP - Compliance
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Moody's Corporation
Salary: Not Specified
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USA-NY-New York City |
11 Nov |
Responsibilities
Department: Moody's compliance function operates globally to provide comp... |
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Fixed Income Compliance Analyst
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Morgan Stanley
Salary: not disclosed
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USA-NY-White Plains |
25 Nov |
| See job description below |
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Alternatives Investment Group and Structured Investments Compliance
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Morgan Stanley
Salary: not disclosed
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USA-NY-New York City |
25 Nov |
| See job description below |
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Compliance Assessment - Analyst
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Morgan Stanley
Salary: not disclosed
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USA-NY-New York City |
25 Nov |
| See job description below |
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Equity and Prime Brokerage - Regulatory Oversight/Surveillance Officer
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Morgan Stanley
Salary: not disclosed
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USA-NY-New York City |
25 Nov |
| See job description below |
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Head of Operations Compliance
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Morgan Stanley
Salary: not disclosed
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USA-NY-New York City |
25 Nov |
| See job description below |
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Accounting Consultant
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Objective Paradigm
Salary: Contract
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Chicago, IL, 60654 |
16 Nov |
| Objective Paradigm is currently searching for a 2-4 year accounting professional for a major financial services firm based in... |
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Trading Risk Analyst
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Orbis Investment Manageme...
Salary: Competitive
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New York City, NY |
10 Nov |
| This job is located in Bermuda |
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