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Jobs: Compliance / Legal, UK
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Compliance / Regulatory, In-house Legal, Other
London, Edinburgh, Channel Islands, South West
(e.g. Analyst, Hedge Fund, ...) (e.g. Boston, MA or 10001 ...)
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(e.g. Analyst, Hedge Fund, ...)
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1-30 of 108 Jobs Company Location Date
Investment Accountant
Cameron Kennedy
Salary: £40,000 - £50,000 + Bonus...
UK-London 25 Nov
This is an excellent opportunity as your first move out of the Top 4 and work with a leading global insurer. In this position...
FSA COMPLIANCE CONSULTANT
Reed Finance
Salary: 50k - 60k
UK-London 25 Nov
Our client is a specialist compliance consultancy who provides support services to organisations seeking authorisation to car...
Regulatory Reporting Manager
Hays City
Salary: £100k
UK-London 25 Nov
Prestigious financial institution is looking for a regulatory reporting manager to join their senior management team.
GSPS PWM Lawyer – Associate/Vice President
Morgan Stanley
Salary: Competitive
UK-London 25 Nov
Morgan Stanley’s UK Legal and Compliance department is seeking to hire a permanent lawyer at non-officer/VP level to assist t...
Equity Derivatives Compliance Officer - Senior Manager
Morgan Stanley
Salary: Competitive
UK-London 25 Nov
This role will involve coverage of equity derivatives related sales and trading activity and the equity derivatives related a...
Control Group - Surveillance Supervisor
Morgan Stanley
Salary: Competitive
UK-London 25 Nov
Morgan Stanley is looking for a Control Group Supervisor at Manager level to join the team in London.
EMEA Anti-Money Laundering Vice President
Morgan Stanley
Salary: Competitive
UK-London 25 Nov
The Vice President will be a senior member of the UK AML team, which consists of 7 members of staff and is part of the Legal...
Compliance Manager, Direct Marketing
Genworth Financial Inc
Salary: Competitve + bonus + bene...
UK-London 25 Nov
A newly created role to support a growth initiative within our European Lifestyle Protection business.
Market Risk Management - Regulatory Risk
Hudson
Salary: AVP level compensation
UK-London 25 Nov
World-leading investment bank seeks a candidate to join its Market Risk team. The role will be focussed on high profile regu...
Operational Risk - London and New York
Hudson
Salary: £££ Competitive
UK-London 25 Nov
My client is looking to hire an Operational Risk Manager to manage a team across London and New York. The role is based with...
Financial Markets Europe Compliance Officer
Standard Chartered Bank
Salary: Competitive
UK-London 25 Nov
Financial Markets Compliance
Compliance Manager
Citifocus
Salary: £Negotiable
UK-South East 24 Nov
Prestigious global asset management seeks experienced compliance professional with strong knowledge of asset management opera...
Head of AntiFinancial Crime - Exclusive Role
JCW Search
Salary: £competitive daily rate
UK-London 24 Nov
Interim Position Initially - 3 month contract with possibility of extension - considerable responsibility for anti financial...
Financial Promotions Compliance Contract - Global Investment Bank
JCW Search
Salary: ~£40-£60k
UK-London 24 Nov
6 month contract - interviews available at short notice - newly created retail team within global investment banking firm - c...
Head of Compliance and Legal, Commercial Banking
Stevenson James Search &...
Salary: Competitve Salary + Bonus
UK-London 24 Nov
My client occupies a niche space within commercial banking, lending to small businesses within the technology space. As part...
Senior Compliance Advisor
MW Search
Salary: Competitive
UK-London 24 Nov
As part of a specialist compliance function, this highly visible role performs a valuable part in working with key business a...
Head of Control Room
MW Search
Salary: Competitive
UK-London 24 Nov
Establish, develop and manage the banks Control Room as part of a specialist compliance function, created to provide a centra...
Finance Business Analyst
Morgan Stanley
Salary: Competitive
UK-London 24 Nov
Morgan Stanley's Finance division is looking for business analysts to assist with the implementation of a new reporting syste...
Business Development, Trust
AP Group
Salary: NA
UK-London 24 Nov
Source and introduce new business through relationships with clients and/or intermediaries, achieving sales targets and optim...
Corporate Finance Analyst - Transactional Focus (3mths - possTemp to Perm)
Not Disclosed
Salary: GBP 50-60k pro rata
UK-London 24 Nov
Our client is a major natural resources focused boutique investment bank, looking for immediate corporate finance transaction...
Risk Analyst - Asset Management - Latentzero - London/City
Saul & Partners
Salary: Up to £45K + Bonus + Bene...
UK-London 24 Nov
Risk Analyst required by top tier Asset Management firm in the heart of the City with strong investment management for portfo...
Actuarial Project Director - Life/Non-Life Actuary
Hanover Search and Select...
Salary: circa £120,000
UK-London 24 Nov
* An exceptional opportunity has arisen for two Project Directors to join a leading independent regulatory authority *
Project Manager
Not Disclosed
Salary: Competitive
UK-London 24 Nov
Project Manager with software implementation experience
Business Consultants
Not Disclosed
Salary: Competitive
UK-London 24 Nov
Two Business Consultants required, one senior level and one at graduate/trainee level
Senior Compliance Manager - Regulatory Change
Hays City
Salary: £85,000
UK-London 24 Nov
With offices around the world and a long history of banking in the UK, the firm has an excellent reputation for Business and...
Compliance & Risk Analyst
Hays City
Salary: £50-60k
UK-London 24 Nov
A experienced Compliance generalist is required to effectively operate across the organization to provide advice on regulator...
Compliance Manager
Hays City
Salary: £70,000 + Car + LTA + Ben...
UK-London 24 Nov
My client is growing organisation that has an excellent reputation within the market. They are currently recruiting for two a...
* STOCKLENDING PRIME BROKERAGE - ADVISORY - IBK *
Law Professionals
Salary: COMPETITIVE
UK-London 24 Nov
Excellent opportunity to join a leading Investment Bank within a trading floor advisory position covering the prime brokerage...
Equities Compliance Officer
McGregor Boyall
Salary: £EXCELLENT
UK-London 24 Nov
A superb opportunity has arisen at this major investment banking house. The responsibilities of the role are two-fold - compl...
Prime Brokerage Compliance Officer - VP
Morgan McKinley Group Ltd
Salary: Excellent
UK-London 24 Nov
This leading investment bank is looking for an exceptional compliance officer with strong skills in Prime Brokerage and speci...
Jobs: Compliance / Legal, UK (1-30 of 108 Jobs)
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